Truist Financial Controller-Securities 

United States, Georgia, Atlanta 

996461460

Regular or Temporary:

English (Required)

1st shift (United States of America)Primary responsibilities include regulatory reporting, accounting and control activities for Truist Securities, Inc This role will be responsible for various broker-dealer reporting requirements in compliance with GAAP, FINRA and SEC requirements.

ESSENTIAL DUTIES AND RESPONSIBILITIES
Following is a summary of the essential functions for this job. Other duties may be performed, both major and minor, which are not mentioned below. Specific activities may change from time to time.

1. Prepare the weekly Customer Reserve calculation under SEC Rule 15c3-3 for the securities trading business.
2. Calculate broker dealer regulatory capital under SEC Rule 15c3-1 for securities trading and underwriting.
3. Prepare SEC and Fed disclosures for the loan trading line of business.
4. Prepare the quarterly Board of Directors financial statements and annual financial statements for Truist Securities, Inc., along with other financial statements as required.
5. Work with internal, external and regulatory auditors, along with risk partners to ensure a high-quality review/audit process in a timely manner.
6. Obtain an understanding of the business including systems, reports, accounting, regulations and internal controls.
7. Work to build a network and maintain open communication with peers and colleagues, while supporting new initiatives and strategies of the enterprise.
8. Accounting for certain capital markets revenue and expense streams, reporting of revenue for management and tax purposes, along with associated SOX, Operational and Compliance control performance.

The requirements listed below are representative of the knowledge, skill and/or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.
1. Bachelor’s degree in Accounting, Finance, or equivalent education and related training experience.
2. Two or more years of broker dealer regulatory reporting experience or related field/public accounting firm.
3. Broad risk and regulatory knowledge with an emphasis on financial and compliance risk.
4. Ability to think critically and strategically, multi-task and drive change.

1. CPA
2. MBA
3. FINRA license – e.g. Series 27, Series 99